24.16 0.15 (0.62%)

48,851 XNYS Volume

XNYS 18 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Saratoga Investment Corp

The latest disclosure was made by Oberbeck Christian L. in Saratoga Investment Corp where a trade of 5,120 Common Stock done was reported to US exchanges on Dec. 2, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Oberbeck Christian L. Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 02 Dec 2024 5,120 640,897 (5%) 0% 0 Common Stock
Oberbeck L. Christian Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 02 Dec 2024 7,680 633,217 (5%) 0% 0 Common Stock
Oberbeck L. Christian Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 02 Dec 2024 7,680 64,302 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 05 Nov 2024 430 646,017 (5%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 07 Oct 2024 248 646 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 12 Aug 2024 27,256 642,825 (5%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 12 Aug 2024 635 642,190 (5%) 0% 0 Common Stock
Henri J. Steenkamp Director, CFO, CCO, Treasurer and Sec. Other type of transaction at price $ 0.00 per share. 12 Aug 2024 5,514 39,154 (0%) 0% 0 Common Stock
Christian Oberbeck L. Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 13 Dec 2023 6,708 655,161 (5%) 0% 0 Common Stock
L. Oberbeck Christian Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 13 Dec 2023 6,708 48,763 (0%) 0% 0 Common Stock
Oberbeck Christian L. Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 13 Dec 2023 4,472 661,869 (5%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO, President and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 16 Aug 2023 26,495 666,341 (5%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO, Director and President, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 23.81 per share. 04 May 2023 2,000 689,775 (6%) 0% 23.8 47,620 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 21 Mar 2023 100 684,628 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 05 Dec 2022 4,208 688,544 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 05 Dec 2022 6,312 38,653 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 05 Dec 2022 379 681,853 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 05 Dec 2022 6,312 682,232 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 07 Oct 2022 256 692,752 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 27 Sep 2022 4,002 690,552 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 15 Aug 2022 13,543 694,554 (6%) 0% 0 Common Stock
Henri J. Steenkamp Director, CFO, CCO, Treasurer and Sec. Other type of transaction at price $ 0.00 per share. 15 Aug 2022 3,638 27,020 (0%) 0% 0 Common Stock
Steven M. Looney Director Purchase of securities on an exchange or from another person at price $ 23.54 per share. 02 Aug 2022 1,250 3,758 (0%) 0% 23.5 29,425 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2021 5,916 701,969 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2021 3,944 707,885 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 09 Dec 2021 5,916 29,633 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Oct 2021 346 711,829 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 24 Aug 2021 199 710,384 (6%) 0% 0 Common Stock
Henri J. Steenkamp Director, CFO, CCO, Treasurer and Sec. Other type of transaction at price $ 0.00 per share. 10 Jun 2021 3,857 21,950 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 10 May 2021 998 721,869 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 10 May 2021 12,879 708,990 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 30 Mar 2021 1,103 721,254 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2021 2,958 2,958 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2021 3,944 723,629 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2021 2,958 723,629 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2021 2,958 22,455 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2021 2,958 722,357 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 07 Oct 2020 165 728,548 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 17.51 per share. 10 Aug 2020 5,000 725,450 (6%) 0% 17.5 87,550 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 17.67 per share. 10 Aug 2020 2,000 727,450 (6%) 0% 17.7 35,340 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 16.89 per share. 22 Jul 2020 1,000 720,450 (6%) 0% 16.9 16,891 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 17.50 per share. 22 Jul 2020 3,000 719,450 (6%) 0% 17.5 52,508 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 17.53 per share. 22 Jul 2020 2,000 716,450 (6%) 0% 17.5 35,060 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 15.98 per share. 10 Jul 2020 500 713,950 (6%) 0% 16.0 7,990 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 16.00 per share. 10 Jul 2020 500 714,450 (6%) 0% 16 8,000 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 02 Jul 2020 35,985 713,450 (6%) 0% 0 Common Stock
Henri J. Steenkamp CFO, CCO, Treasurer and Sec. Other type of transaction at price $ 0.00 per share. 02 Jul 2020 3,587 16,635 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 14.91 per share. 21 May 2020 5,000 749,435 (6%) 0% 14.9 74,550 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 12.41 per share. 13 May 2020 4,000 744,435 (6%) 0% 12.4 49,640 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 12.88 per share. 13 May 2020 4,000 740,435 (6%) 0% 12.9 51,520 Common Stock
Henri J. Steenkamp CFO, CCO, Treasurer, Secretary Purchase of securities on an exchange or from another person at price $ 13.00 per share. 13 May 2020 797 11,845 (0%) 0% 13 10,361 Common Stock
Henri J. Steenkamp CFO, CCO, Treasurer, Secretary Purchase of securities on an exchange or from another person at price $ 12.90 per share. 13 May 2020 1,203 13,048 (0%) 0% 12.9 15,519 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 12.94 per share. 11 May 2020 3,000 736,435 (6%) 0% 12.9 38,820 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 13.11 per share. 08 May 2020 8,000 733,435 (6%) 0% 13.1 104,880 Common Stock
George C. Williams Director Purchase of securities on an exchange or from another person at price $ 12.76 per share. 08 May 2020 12,104 64,297 (0%) 0% 12.8 154,447 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 29 Feb 2020 2,958 727,401 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 29 Feb 2020 2,958 15,375 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 29 Feb 2020 2,958 725,435 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 29 Feb 2020 2,958 2,958 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 29 Feb 2020 3,944 727,401 (6%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 11 Sep 2019 1,312 733,248 (6%) 0% 0 Common Stock
Henri J. Steenkamp CFO, CCO, Treasurer, Secretary Other type of transaction at price $ 0.00 per share. 11 Sep 2019 1,312 10,790 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2019 2,913 8,487 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2019 3,884 613,083 (5%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2019 2,913 613,083 (5%) 0% 0 Common Stock
Henri J. Steenkamp CFO, CCO, Treasurer& Secretary Purchase of securities on an exchange or from another person at price $ 22.00 per share. 15 Jan 2019 1,208 9,026 (0%) 0% 22 26,576 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 28 Sep 2018 1,003 119,377 (1%) 0% 0 Common Stock
Henri J. Steenkamp CFO,CCO, Treasurer & Secretary Other type of transaction at price $ 0.00 per share. 28 Sep 2018 1,003 7,817 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 22.45 per share. 23 May 2018 39,815 578,007 (9%) 0% 22.5 893,847 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 22.45 per share. 23 May 2018 29,061 618,068 (9%) 0% 22.4 652,419 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 22.46 per share. 23 May 2018 2,550 217,774 (3%) 0% 22.5 57,273 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 22.45 per share. 23 May 2018 635 120,380 (1%) 0% 22.5 14,256 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 22.45 per share. 23 May 2018 11,000 589,007 (9%) 0% 22.5 246,950 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 19 Sep 2017 1,173 121,015 (2%) 0% 0 Common Stock
Henri J. Steenkamp CFO, CCO Other type of transaction at price $ 0.00 per share. 19 Sep 2017 1,173 6,814 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 13 Apr 2017 1,373 122,188 (2%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 13 Apr 2017 850 623,541 (10%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 13 Apr 2017 850 850 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2017 2,550 624,391 (10%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2017 3,400 624,391 (10%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2017 2,550 2,550 (0%) 0% 0 Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 29 Jul 2016 1,414 181,647 - - Common Stock
Henri J. Steenkamp Chief Financial Officer Other type of transaction at price $ 0.00 per share. 29 Jul 2016 1,414 5,182 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jul 2016 1,586 183,061 - - Common Stock
Michael J. Grisius Director, President and Director Other type of transaction at price $ 0.00 per share. 20 Jun 2016 2,050 132,239 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 20 Jun 2016 2,050 181,475 - - Common Stock
Michael J. Grisius Director, President and Director Other type of transaction at price $ 0.00 per share. 14 Mar 2016 49,148 127,045 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Mar 2016 8,472 497,779 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Mar 2016 38,561 506,251 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 14 Mar 2016 10,587 197,280 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Jan 2016 500 2,508 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Nov 2015 550 2,008 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 29 Jul 2015 1,854 165,614 - - Common Stock, par value $0.001 per share
Henri J. Steenkamp Chief Financial Officer Other type of transaction at price $ 0.00 per share. 29 Jul 2015 1,854 3,403 - - Common Stock, par value $0.001 per share
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 17 Jul 2015 2,948 167,468 - - Common Stock, par value $0.001 per share
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 22 May 2015 8,564 158,163 - - Common Stock, par value $0.001 per share
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 01 May 2015 2,672 166,727 - - Common Stock, par value $0.001 per share
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2015 500 28,177 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2015 1,000 27,677 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2015 3,699 31,876 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Jan 2015 6,301 26,677 - - Common Stock
Michael J. Grisius Director, President and Director Other type of transaction at price $ 0.00 per share. 03 Nov 2014 32,765 67,479 - - Common Stock
Christian L. Oberbeck Director, CEO and Director, Ten Percent Owner Other type of transaction at price $ 0.00 per share. 03 Nov 2014 32,765 164,881 - - Common Stock
George C. Williams None Sale of securities on an exchange or to another person at price $ 0.00 per share. 17 Oct 2014 1,000 21,409 - - Common Stock
George C. Williams None Sale of securities on an exchange or to another person at price $ 0.00 per share. 17 Oct 2014 1,033 20,376 - - Common Stock
Henri J. Steenkamp Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Oct 2014 609 1,400 - - Common Stock
Henri J. Steenkamp Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Oct 2014 91 791 - - Common Stock
Henri J. Steenkamp Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Oct 2014 700 700 - - Common Stock
Michael J. Grisius Director, President and Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2013 8,550 29,628 - - Common Stock
Michael J. Grisius Director, President and Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jul 2013 2,950 21,078 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2012 3,047 15,004 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jan 2012 4,000 10,880 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jan 2012 1,077 11,957 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jul 2011 136 1,001 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2011 500 865 - - Common Stock
Charles S. Whitman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jan 2011 201 1,000 - - Common Stock
Charles S. Whitman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Aug 2010 2,000 6,414 - - Common Stock
Christian L. Oberbeck Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2010 5,523,028 5,523,028 - - Common Stock
Christian L. Oberbeck Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2010 789,474 6,312,502 - - Common Stock
Christian L. Oberbeck Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2010 789,474 7,101,976 - - Common Stock
Richard Petrocelli Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2010 328,947 328,947 - - Common Stock
Richard M. Hayden None Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2010 3,000 0 - - Common Stock
Richard M. Hayden None Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2010 37,600 25,816 - - Common Stock
Richard M. Hayden None Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2010 21,990 3,826 - - Common Stock
Richard M. Hayden None Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2010 3,826 0 - - Common Stock
Richard M. Hayden None Other type of transaction at price $ 0.00 per share. 28 Feb 2010 3,581 3,581 - - Common Stock
Richard M. Hayden None Other type of transaction at price $ 0.00 per share. 28 Feb 2010 14,040 29,040 - - Common Stock
Thompson B Jr David VP of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Jun 2008 1,000 2,250 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2008 5,000 84,572 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2008 450 10,000 - - Common Stock
Turkedjiev Ivo VP Corporate Credit Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2008 100 1,300 - - Common Stock
Turkedjiev Ivo VP Corporate Credit Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2008 300 1,600 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 100 84,672 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 100 84,772 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 600 85,372 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 100 85,472 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 5,200 90,672 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Jun 2008 685 8,865 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Jun 2008 685 9,550 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jan 2008 1,000 79,463 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jan 2008 200 7,180 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jan 2008 500 7,680 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Jan 2008 500 8,180 - - Common Stock
Charles S. Whitman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Jan 2008 1,000 2,000 - - Common Stock
Robert F. Cummings None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 16,737 16,737 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 3,000 106,533 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 58,216 164,749 - - Common Stock
Richard M. Hayden Director, Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 3,000 115,190 - - Common Stock
Richard M. Hayden Director, Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 58,216 173,406 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 5,800 6,280 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 350 6,630 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 350 6,980 - - Common Stock
Alexander B. Wright Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 750 5,750 - - Common Stock
Alexander B. Wright Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 750 6,250 - - Common Stock
Castro I Jr Daniel Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Nov 2007 5,000 40,000 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Nov 2007 984 45,974 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Nov 2007 32,489 78,463 - - Common Stock
Seth M. Katzenstein Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Nov 2007 800 8,100 - - Common Stock
Seth M. Katzenstein Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Nov 2007 200 8,300 - - Common Stock
Thompson B Jr David VP of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Oct 2007 500 1,250 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Jul 2007 1,000 33,333,333 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Jul 2007 3,000 36,333,333 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2007 900 1,000 - - Common Stock
Seth M. Katzenstein Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jul 2007 2,000 7,300 - - Common Stock
Castro I Jr Daniel Other Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jul 2007 15,000 35,000 - - Common Stock
Kline R John Vice Pres. Corp. Credit Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jul 2007 1,100 1,500 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jul 2007 10,000 20,000 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jul 2007 5,000 32,333 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2007 2,000 27,333 - - Common Stock
Richard T. Allorto Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2007 480 480 - - Common Stock
Richard T. Allorto Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2007 480 480 - - Common Stock
Kline R John Vice Pres. Corp. Credit Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Jul 2007 400 400 - - Common Stock
Seth M. Katzenstein Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jul 2007 2,000 5,300 - - Common Stock
Alexander B. Wright Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jul 2007 1,000 5,000 - - Common Stock
Alexander B. Wright Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Jul 2007 500 5,500 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 20,800 34,133 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 20,800 54,933 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 16,800 71,733 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 16,800 88,533 - - Common Stock
Richard M. Hayden Chairman of the Bd of Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 15,000 103,533,333 - - Common Stock
Charles S. Whitman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 1,000 1,000 - - Common Stock
Thompson B Jr David VP of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Jul 2007 750 750 - - Common Stock
George C. Williams None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 10,000 10,000 - - Common Stock
Peter K. Barker None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 2,000 2,000 - - Common Stock
Steven M. Looney None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 100 100 - - Common Stock
Thomas V. Inglesby Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 12,000 25,333 - - Common Stock
Michael J. Monticciolo Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 300 300 - - Common Stock
Seth M. Katzenstein Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 3,300 3,300 - - Common Stock
Alexander B. Wright Man. Dir. of CCG of GSC Group Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 4,000 4,000 - - Common Stock
Castro I Jr Daniel Member of Inv. Comm. Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Mar 2007 20,000 20,000 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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